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  2. Career Opportunities
  3. Experienced Financial Professionals Career Opportunities

Experienced Financial Professionals Career Opportunities

Independent

Independent at CCM

Benefits: Limited/None for you and your employees

Subsidized Benefits: 401(k), Medical, Dental, Vision, FICA Match, Deferred Compensation, Paid Disability, Group Long Term Care, Errors & Omissions

Expenses: Rent, Franchise Fees, Association Fees and Compliance Supervision Fees

Firm Provides: Office Space, Franchise Fees, Association Fees and Compliance Supervision Fees

Payouts up to 90%

Payouts between 30% and 83%*

Personnel hired at own expense

In-House Office Support: New Business Department, Estate Planning Attorney, Marketing Department, Investment Advisory Department, Financial Planning Department and Group Benefits Department

Advisor equity

Financial Professional equity Firm Alignment and Rewards (FAR)

Must create own marketing materials

Per-approved marketing campaigns and turnkey materials

Pay for own contact management system

Client contact management system provided and integrated

Technology support at own expense

Valuable technology and remote IT support

No niche marketing available

Niche marketing materials with assistance of an in-house marketing team

Limited recognition

Recognition: Sales Conventions, Leaders Conferences, Subsidized MDRT Membership

Partner with CPAs and attorneys on your own

CPA and attorney alliance program

Independent Platform: Open Architecture, Fee Based, Insurance or Investment Specific

Independent Platform: Open Architecture, Fee Based, Insurance or Investment Specific

No succession planning

Succession planning Transition Incentive Agreement (TIA)

Full Spectrum of Investment Advisory Platforms

Full Spectrum of Investment Advisory Platforms

DBA permitted

DBA permitted

No ongoing training

Training including advanced programs and practice development/management

Clearing services

Clearing services through Pershing

Industry designations on your own

Tuition Reimbursement for certain industry-specific designations (CFP, CLU, ChFC, AIF)

Limited advanced strategies resources available

Advanced planning team with CPAs and attorneys at no cost through Securian

 

 

*Payouts are dependent upon production.

Career Opportunities

  • Experienced Financial Professional Career Opportunities
  • Ideal Candidate
  • Financial Professional Resources

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260 W Coleman Blvd, Suite C
Mount Pleasant, South Carolina
29464 United States

  •  Tel: 843-414-1162
  •  Fax: 843-414-1166
  •  lbishop@ccmsc.net

Carolina Capital Management is independently owned and operated, and offers its own suite of products and services entirely independent of Securian.
Certain individuals associated with Carolina Capital Management are registered with and offer securities and investment advisory services through Securian Financial Services, Inc. ("Securian"), a registered broker-dealer and investment adviser, member FINRA/SIPC. Individuals registered with Securian are authorized to offer only those securities and investment advisory services that have been specifically approved by Securian. FINRA's BrokerCheck contains additional information about registered individuals and also indicates whether they are registered representatives and/or investment advisor representatives. You may also refer to their individual bio pages on this website to find their registration status. Not all registered persons are registered as investment advisor representatives.  Only registered persons who are registered as investment advisor representatives use titles “advisor” or “financial advisor” and provide advisory services. For further questions about which individuals associated with Carolina Capital Management are registered with Securian, as well as information about which securities and investment advisory services such individuals are authorized to offer on Securian's behalf, please contact Securian at 1-800-820-4205. 3045493 DOFU 05/2020


Disclosure: The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information and programs made available through this website. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the websites you are linking to. NO. 3280513 DOFU 10.2020

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