Experienced Financial Professionals Career Opportunities

Benefits: Limited/None for you and your employees

Subsidized Benefits: 401(k), Medical, Dental, Vision, FICA Match, Deferred Compensation, Paid Disability, Group Long Term Care, Errors & Omissions

Expenses: Rent, Franchise Fees, Association Fees and Compliance Supervision Fees

Firm Provides: Office Space, Franchise Fees, Association Fees and Compliance Supervision Fees

Payouts up to 90%

Payouts between 30% and 83%*

Personnel hired at own expense

In-House Office Support: New Business Department, Estate Planning Attorney, Marketing Department, Investment Advisory Department, Financial Planning Department and Group Benefits Department

Advisor equity

Financial Professional equity Firm Alignment and Rewards (FAR)

Must create own marketing materials

Per-approved marketing campaigns and turnkey materials

Pay for own contact management system

Client contact management system provided and integrated

Technology support at own expense

Valuable technology and remote IT support

No niche marketing available

Niche marketing materials with assistance of an in-house marketing team

Limited recognition

Recognition: Sales Conventions, Leaders Conferences, Subsidized MDRT Membership

Partner with CPAs and attorneys on your own

CPA and attorney alliance program

Independent Platform: Open Architecture, Fee Based, Insurance or Investment Specific

Independent Platform: Open Architecture, Fee Based, Insurance or Investment Specific

No succession planning

Succession planning Transition Incentive Agreement (TIA)

Full Spectrum of Investment Advisory Platforms

Full Spectrum of Investment Advisory Platforms

DBA permitted

DBA permitted

No ongoing training

Training including advanced programs and practice development/management

Clearing services

Clearing services through Pershing

Industry designations on your own

Tuition Reimbursement for certain industry-specific designations (CFP, CLU, ChFC, AIF)

Limited advanced strategies resources available

Advanced planning team with CPAs and attorneys at no cost through Securian